Becoming a substantial holder
Released
Released
Announcement PDF
603
page 1/2
15 July 2001
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme
MyState Limited
ACN/ARSN
133 623 962
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)
Vanguard Group (The Vanguard Group, Inc. and its controlled entities including those
listed in Annexure A)
N/A
The holder became a substantial holder on
21 July 2023
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had
a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4)
Ordinary
Number of securities
5,482,990
Person’s votes (5)
5,482,990
Voting power (6)
5.003%
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a
substantial holder are as follows:
Holder of relevant interest
Vanguard Group
Nature of relevant interest (7)
Vanguard Group is the manager of various Mutual funds
and accounts and in that capacity has the power to dispose
of the shares. The other members of Vanguard Group have
a relevant interest under section 608(3) of the Corporations
Act.
Class and number of securities
Ordinary – 5,482,990
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant
interest
Registered holder of
securities
Person entitled to be
registered as holder (8)
Vanguard Group
Brown Brothers Harriman
Various funds and other accounts of Vanguard Group
Vanguard Group
BNY Mellon
Various funds and other accounts of Vanguard Group
Vanguard Group
JP Morgan Chase Bank,
N.A.
State Street Bank and Trust
Company
Various funds and other accounts of Vanguard Group
Vanguard Group
Various funds and other accounts of Vanguard Group
Class and
number of
securities
Ordinary –
9,636
Ordinary –
514,747
Ordinary –
3,957,650
Ordinary –
1,000,957
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder
became a substantial holder is as follows:
Holder of relevant interest
Date of acquisition
Consideration (9)
Class and number
of securities
See Annexure A
603
page 2/2
15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
N/A
N/A
7. Addresses
The addresses of persons named in this form are as follows:
Name
Vanguard Group
Address
P.O. Box 2600, V26 Valley Forge, PA 19482 USA
print name
sign here
Shawn Acker
capacity
date
Compliance Manager
26 July 2023
DIRECTIONS
(1)
If there are a number of substantial holders with similar or related interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially
similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses
of members is clearly set out in paragraph 7 of the form.
(2)
See the definition of “associate” in section 9 of the Corporations Act 2001.
(3)
See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an
Associate has a relevant interest in.
(6)
The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
(7)
Include details of:
(a)
any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of
any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract,
scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b)
any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(8)
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write “unknown”.
(9)
Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest has acquired has, or
may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a
contingency. Details must be included of any benefit paid on behalf of the substantial holder of its associate in relation to the acquisitions, even if
they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
To Company
ACN/ARSN
MyState Limited
133 623 962
Substantial Holder Name
ACN/ARSN
Vanguard Group
N/A
Date of change
Person whose relevant interest changed
5-Apr-23 The Vanguard Group, Inc.
12-Apr-23 The Vanguard Group, Inc.
13-Apr-23 The Vanguard Group, Inc.
17-Apr-23 The Vanguard Group, Inc.
19-Apr-23 The Vanguard Group, Inc.
12-May-23 The Vanguard Group, Inc.
15-May-23 The Vanguard Group, Inc.
16-May-23 The Vanguard Group, Inc.
17-May-23 The Vanguard Group, Inc.
23-May-23 The Vanguard Group, Inc.
24-May-23 The Vanguard Group, Inc.
2-Jun-23 The Vanguard Group, Inc.
2-Jun-23 The Vanguard Group, Inc.
16-Jun-23 The Vanguard Group, Inc.
26-Jun-23 The Vanguard Group, Inc.
26-Jun-23 The Vanguard Group, Inc.
6-Jul-23 The Vanguard Group, Inc.
7-Jul-23 The Vanguard Group, Inc.
10-Jul-23 The Vanguard Group, Inc.
11-Jul-23 The Vanguard Group, Inc.
12-Jul-23 The Vanguard Group, Inc.
21-Jul-23 The Vanguard Group, Inc.
4-Apr-23 Vanguard Investments Australia Ltd.
6-Apr-23 Vanguard Investments Australia Ltd.
11-Apr-23 Vanguard Investments Australia Ltd.
28-Apr-23 Vanguard Investments Australia Ltd.
8-May-23 Vanguard Investments Australia Ltd.
15-Jun-23 Vanguard Investments Australia Ltd.
22-Jun-23 Vanguard Investments Australia Ltd.
23-Jun-23 Vanguard Investments Australia Ltd.
3-Jul-23 Vanguard Investments Australia Ltd.
11-Jul-23 Vanguard Investments Australia Ltd.
Nature of
Change(6)
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
SELL
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
BUY
SELL
BUY
BUY
BUY
BUY
BUY
BUY
This is Annexure A of 1 page referred to in Form 603, Notice of initial substantial holder.
Signature:
Name: Shawn Acker
Capacity: Compliance Manager
Date: 26 July 2023
Page 1 of 1
Consideration
given in relation
to change(7)
3.63
3.70
3.73
3.65
3.66
3.41
3.41
3.38
3.36
3.36
3.37
3.32
3.32
3.07
3.04
3.04
3.26
3.25
3.19
3.29
3.32
3.58
3.63
3.63
3.66
3.57
3.47
3.14
3.11
3.08
3.22
3.29
Class
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Ordinary
Number of securities Person's votes
affected
affected
10,656
10,656
9,506
9,506
8,148
8,148
9,506
9,506
6,790
6,790
16,485
16,485
10,990
10,990
27,475
27,475
10,990
10,990
12,089
12,089
13,188
13,188
365
365
16,905
16,905
(15,710)
(15,710)
50,554
50,554
10,990
10,990
10,990
10,990
14,140
14,140
14,402
14,402
11,370
11,370
7,580
7,580
11,370
11,370
201
201
201
201
134
134
(19,318)
(19,318)
136
136
136
136
204
204
204
204
204
204
340
340
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